Summary of material inquiries by any foreign, federal, state or local governmental agency.
Copies of all contracts between the Company and any foreign or domestic government (including regulatory bodies and other agencies with governmental authority).
Status of foreign and domestic government contracts subject to renegotiation.
Material foreign and domestic governmental permits, licenses and certificates which the Company holds and current status.
List and description of all permits necessary for the Company to operate its business in the ordinary course.
Material filings made and significant correspondence by the Company with any state, federal or foreign governmental or regulatory agencies since the Company's inception.
Any franchise filings and all material correspondence relating to the filings.
Copy of the company's compliance policy and written standards of conduct
Copies of any governmental licenses, permits or consents
Any correspondence, citation, notice or documents relating to any proceedings of any regulatory agency
Any documents filed with the SEC or any state or foreign securities regulatory agency (if applicable)
Any material reports to government entities and agencies
(including the EPA and OSHA)
Analysis of potential antitrust issues (if applicable)
Review the company's correspondence with the Securities and Exchange Commission, any national exchange, or state securities commission, other than routine transmittals, for the past five years. Determine if there are or were any enforcement or disciplinary actions or any ongoing investigations or suggestions of violations by any of these entities
Review any correspondence during the past five years with the Environmental Protection Agency, Federal Trade Commission, Occupational Safety and Health Administration, Equal Employment Opportunity Commission, or Internal Revenue Service. Determine if there are any ongoing investigations or suggestions of violations by any of these agencies. Review any required regulatory compliance and verify that necessary licenses and permits have been maintained, as well as ongoing filings and reports.
If there is a General Service Administration schedule, when does it come up for renewal?
Obtain copies of the most recently filed EEO-I and VETS-100 forms. Obtain copies of any affirmative action plans.
Obtain copies of any open charges of discrimination, complaints, or related litigation, or any such cases that have been closed within the past five years.
Permits for conduct of business, including licenses, franchises, concessions and distributorship agreements.